|Location||Recruitment Agency / Vacancy in South Africa, Gauteng|
|Salary||R72k - R700k|
A leading financial services copany in Johannesburg is currently looking for a Compliance Manager. The successful candidate will be required to perform the following duties: Manage and monitor compliance obligations and risks, as well as reporting, interacting with regulators, industry bodies and internal clients in relation to key legislation: the Financial Advisory and Intermediary Services Act ("FAIS"), the Financial Intelligence Centre Act ("FICA"), and any other applicable legislation. required to make use of the compliance system to monitor, manage and report on compliance matters. Monthly reporting of progress and matters Be part of the management team and chair compliance and related meetings. Dealing with Fit and Proper enquiries from financial planners and support personnel.
Minimum 3 years’ experience as a registered CAT II Compliance Officer
Financial services industry experience and knowledge.
LLB/LLM - relevant qualification.
Should you meet the requirements for this position, please email your CV to email@example.com or fax to 086 572 8877. You can also contact Summeya on 031 350 4405
Correspondence will only be conducted with short listed candidates. Should you not hear from us within 3 days, please consider your application unsuccessful.
Hire Resolve offers a R1000 for any candidate that is referred and placed through Hire Resolve. Hire Resolve also offers a R1000 job spec fee for any referral that results in a placement through Hire Resolve. If your company is looking for any IT, Finance or Engineering staff, please email us at firstname.lastname@example.org with the company name, a contact person and contact email or number of the person doing the hiring. We will keep the referral strictly confidential
or email us: finance.jobs(at)hireresolve.co.za